

Okasan Securities Group is a stand-alone securities company group established in 1923. Headed by the holding company, Okasan Securities Group Inc., it consists of nine domestic companies and one overseas company. Okasan Securities Group is committed to a wide spectrum of securities investment and asset management businesses, through a network of six domestic and overseas securities firms centering on the core firm, Okasan Securities Co., Ltd. It is also involved in asset-management business, such as investment trusts, information-processing/system-development business, as well as office-support business, such as alternate back-office jobs and temporary staffing.
Okasan Securities Co., Ltd. is a securities firm, which is the core firm of the Okasan Securities Group. The company holds 60 branch offices throughout Japan, promoting community based consulting sales, and it has opened representative offices in New York and Shanghai.
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| Head Office |
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Muromachi Head Office |
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Since its inauguration, Okasan Securities has always tried to acquire assurance and confidence of customers emphasizing "face to face" consulting sales with a basic motto to be "sincere". We will continue to aim at being a securities firm that fully attends to the needs of the individual customer for their asset management requirements, under our corporate philosophy, "Every effort for the sake of customer satisfaction".

| Company Name |
Okasan Securities Co., Ltd. |
| Address of Head Office |
Head Office 1-17-6,Nihonbashi,Chuo-ku,Tokyo 103-8278,Japan
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Muromachi Head Office 2-2-1,Nihonbashi Muromachi,Chuo-ku,Tokyo 103-0022,Japan
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| Phone Number |
+81-3-3272-2211 |
| Date of Establishment |
April 2003
(Forerunner, the former Okasan Securities Co., Ltd. was established in August 1944) |
| President |
Kenichi Tanaka |
| Business Details |
Securities Business(Financial instruments firm) |
| Paid-in Capital |
5billion Yen(as of October 1,2003) |
| Number of Shareholders |
1 (OKASAN SECURITIES GROUP INC.)
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| Capital Adequacy Ratio |
338.7%(as of December 31,2011) |
| Number of Office |
Domestic 60, Overseas 2(as of January 11,2011)
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| Number of Employees |
2,259(as of December 31,2011) |
Directors and Statutory Auditors
(As of June 28,2011) |
| Honorary Chairman |
Seiichi Kato |
| President |
Kenichi Tanaka |
| Senior Managing Director |
Masanori Kanai |
| Senior Managing Director |
Kazuhiko Nonaka |
| Senior Managing Director |
Shigeyuki Takamatsu |
| Senior Managing Director |
Hiroyuki Shindo |
| Managing Director |
Mitsuru Tanaka |
| Managing Director |
Akira Terayama |
| Managing Director |
Masanori Kobayashi |
| Managing Director |
Hiroyuki Murai |
| Managing Director |
Shinichi Koga |
| Managing Director |
Akihiko Kunihiro |
| Director |
Tetsuo Kato |
| Director |
Hiroyuki Shinshiba |
| Director |
Satoshi Matsuda |
| Director |
Masakazu Watanabe |
| Director |
Yoshikazu Aoki |
| Director |
Shinji Iida |
| Director |
Nobuyuki Natsume |
| Director |
Kenya Yoshimura |
| Director |
Jun Sekine |
| Director |
Toshio Hayashi |
| Director |
Shinichi Nishimoto |
| Director |
Kazuhiko Tsuji |
| Director |
Takayuki Morimoto |
| Director |
Takashi Matsumoto |
| Director |
Atsushi Fujino |
| Standing Statutory Auditor |
Masahiro Ito |
| Statutory Auditor |
Koichi Saku |
| Statutory Auditor |
Isao Kitazumi |
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Organization Chart (as of October 1,2011) |
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2011(4/1/10〜3/31/11)
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2010(4/1/09〜3/31/10)
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2009(4/1/08〜3/31/09)
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2008(4/1/07〜3/31/08)
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| Rating Agency |
Long-Term Rating |
Outlook |
| JCR |
BBB |
Stable |
*The long-term credit rating is based on the rating of long-term preferred liabilities.
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